This ruling was released by the Ky. Sup. Ct. at 10 am March 21, 2013

The Board of Governors of the Kentucky Bar Association has
recommended to this Court that Respondent, Stanley M. Chesley, KBA Number
11810, be permanently disbarred for committing eight counts of professional
misconduct as charged in KBA File 13785. Chesley was admitted to the
practice of law in Kentucky on November 29, 1978, and maintains a bar roster
address of Fourth and Vine Tower, Suite 1513, Cincinnati, Ohio 45202.

The Board found that Respondent had violated the following provisions of
SCR 3.130, the Kentucky Rules of Pi1ofessional Conduct:
a) SCR 3.130-1.5(a) – a lawyer’s fee shall be reasonable. Attorney’s fee of
over 820 million exceeded amount established by client contract and
contract with co-counsel, and was otherwise unreasonable;
b) SCR 3.130-1.5(c) – contingent fee agreement. Attorney and co-counsel
failed to provide clients with a written statement stating the outcome of
the matter and showing the remittance to the client and method of its
c) SCR 3.130-1.5(e)(2) – division of fees among lawyers of different firms.
Attorneys dividing fees without the consent of clients confirmed in
d) SCR 3.130-5.1(c)(1) – responsibility for partners. Attorney knowingly
ratified specific misconduct of other lawyers.
e) SCR 3.130-1.8(g) – conflict of interest. Attorney representing two or more
clients participated in making an aggregate settlement of the claims of
the clients . . . without consent of clients and without disclosure of the
existence and nature of all the claims … and of the participation of
each person included in the settlement;
f) SCR 3.130-3.3(a) – candor to the tribunal. Attorney knowingly made a
false statement of material fact or law to a tribunal; Attorney failed to
disclose a material fact to the tribunal to avoid a fraud upon the
g) SCR 3.130-8.1(a) – disciplinary matters. Attorney made a false
statement of a material fact in connection with a disciplinary matter;
h) SCR 3.130-8.3(c) [now codified as SCR 3.130-8.4(c)] – Attorney engaged
in conduct involving dishonesty, fraud, deceit, or misrepresentation
following the initial distribution of client funds and concealed unethical
handling of client funds by others.
The Board recommended the permanent disbarment of Respondent and
further requests an order of this Court awarding restitution to the affected
former clients in the amount of 7,555,000.00. Pursuant to SCR 3.370(8),
Respondent filed with this Court a notice to review the Board’s
recommendation. Upon review, we find that Respondent is guilty of eight of the
alleged violations, specifically those charged under SCR 3.130-1.5(a), SCR
3.130-1.5(c), SCR 3.130-1.5(e), SCR 3.130-1.8(g), SCR 3.130-3.3(a), SCR
3.130-8.3(c), SCR 3.130-8.3(c) [now codified as SCR 3.130-8.4(c)], and SCR
3.130-5.1(c)(1). We permanently disbar him from the practice of law in the
Commonwealth of Kentucky. We decline to order restitution, as that remedy is
not appropriate in a case of permanent disbarment, and the claims are being
litigated in separate, civil litigation.

The following facts and procedural history are taken from the record of
the trial commissioner hearings, and report of the trial commissioner,
Honorable William L. Graham, which was presented to the Board of Governors.
In March 2006, the Inquiry Commission, acting under rules established
by this Court for the adjudication of attorney disciplinary actions, formally
began an investigation of Respondent, Stanley Chesley, for his conduct in the
settlement of the case of Darla Guard, et al., v. A.H. Robins Company, et al, (the
Guard case) 1 in the Boone Circuit Court, Boone County, Kentucky, including
1 Boone Circuit Court, Civil Action. Number 98-CI-795. The case is sometimes
referred to as Jonetta Moore, et al. v. A.H. Robins Company, et al., or “the Moore case.”
his conduct in the disbursement of funds generated by the settlement of that
case. The Inquiry Commission had already been investigating the conduct of
other lawyers in connection with that case, namely William Gallion, Shirley
Cunningham, Melbourne Mills, and David Helmers, an employee of the Gallion
firm. 2 In December 2006, the Inquiry Commission issued formal charges
against Respondent.
The Guard case began in 1998. Gallion, Cunningham, and Mills had
contingent fee contracts with some 431 3 persons who claimed to have been
injured by the diet drug commonly known as “fen-phen.” Mills, because of his
aggressive advertising, had secured the great majority of those clients and his
contingent fee contracts provided for an attorney’s fee of 30% of the sum
recovered for the client; Cunningham’s contracts provided a 33% fee, and the
Gallion/Helmers contracts provided for a contingent fee of 33 1/3%. The
Boone Circuit Court certified the case as a class action on behalf of the 431
individually-named Kentucky residents and others similarly situated who had
been injured by fen-phen. The manufacturer of fen-phen, American Home
Products, was the principal defendant in the action.
2 All four of those attorneys have been disbarred by this Court for misconduct
committed in connection with the Guard case. Kentucky Bar Association v. Mills, 318
S.W.3d 89 (Ky. 2010); Cunningham v. Kentucky Bar Association, 266 S.W.3d 808 (Ky.
2008); Gallion v. Kentucky Bar Association, 266 S.W.3d 802 (Ky. 2008); Kentucky Bar
Association v. Helmers, 353 S.W.3d 599 (Ky. 2011). The trial judge in the case, Joseph
Bamberger, was also disbarred for his related misconduct in the case. Kentucky Bar
Association v. Bamberger, 354 S.W.3d 576 (Ky. 2011).
3 There is conflicting information about the actual number of clients that
directly retained one of the attorneys. The Trial Commissioner refers to 431; other
parts of the record say 440. In a court hearing, the number 441 is mentioned. We
will refer to 431 clients but the precise number is immaterial to the issues presented
in this matter.
When the Guard case was filed, other similar claims against American
Home Products were being pursued in other jurisdictions. A vast number of
such claims were consolidated into a single “national” class action pending in a
Pennsylvania federal district court. Respondent served as a member of the
management committee in the Pennsylvania litigation and participated in the
negotiations that reached a settlement of that case. As a result of his
involvement in that case, Respondent became familiar with American Home’s
settlement policies and he became acquainted with its settlement personnel.
All of the Guard case plaintiffs opted-out of the national settlement with the
hope of achieving a more favorable settlement in the Kentucky litigation.
Independently of his involvement in the national case, Respondent
initiated a fen-phen lawsuit on behalf of his own clients in the Boone Circuit
Court, which he promptly attempted to have consolidated with the Guard case.
The Guard case plaintiffs’ counsel voiced strong objections to Respondent’s
effort to merge the cases. Eventually, however, they relented and accepted the
consolidation. Respondent’s national reputation and his experience in the
national fen-phen settlement was a factor that induced them to drop their
opposition to his intrusion into their case.

With the claims of their clients merged, Respondent, Gallion,
Cunningham, Mills, and Richard Lawrence, an attorney from Cincinnati who
also represented a few individual fen-phen claimants, entered into a
collaborative agreement outlining the role each attorney was to perform in the
litigation. They also agreed upon a method of dividing the attorneys’ fees
earned in the case. Gallion would serve as lead trial counsel in the event the
case was tried, and would prepare the case accordingly. Cunningham and
Mills would enroll clients and maintain client contact information. Respondent
would act as “lead negotiator” in the effort to secure a settlement of the claims.
Originally, the agreement provided that Respondent would take 27% of the
total attorney’s fee earned from any of the individual claims he might settle and
from an aggregate settlement that resolved all of the claims.

The fee-apportionment agreement was reduced to writing and it expressly
provided that “all parties to this agreement shall have the right to review all
contracts between themselves and any other parties that may affect the fees
earned and all clients shall be advised of this agreement.” (emphasis added).
The agreement also stated clearly that “all parties to this agreement shall be
identified as co-counsel in the class action styled Guard v. American Home
Products in Boone Circuit Court in Kentucky.” The agreement provided that it
could be terminated by any of the attorneys on December 31, 2000.

Respondent, Gallion, Cunningham, Mills, and Lawrence all signed the
agreement. Respondent did not inform any clients of the agreement and he
undertook no effort to determine whether any of his “co-counsel” informed the
clients of the division of effort and fee-sharing arrangements. None of the
clients were so informed. Respondent attempted to negotiate a collective
settlement of all the Guard claims before the December 31 termination date,
but he was not successful. He did, however, achieve individual settlements of

a few cases. In those cases, the attorney’s fees taken were based upon the
specific contingency fee agreement with that client.
In late 2000, Respondent corresponded with his co-counsel about
extending the arrangement. As a result, a new agreement was reached. The
new agreement was similar in all material aspects to the original agreement
except that it reduced Respondent’s fee for negotiating a settlement of the
claims to 21% of the total attorney fees earned. The new agreement contained
the same express provisions requiring that all clients receive notice of the fee
agreement and that all of the attorneys be “identified as co-counsel in the class
action styled Guard v. American Home Products in Boone Circuit Court in

The Guard case trial was scheduled to begin in the summer of 2001. A
pretrial mediation conference was scheduled. Respondent suggests that his
ongoing discussions with opposing counsel actually settled the case before the
mediation conference, and that the mediation itself was merely for show.
Regardless, a settlement agreement was announced on the second day of the

The settlement agreement provided that plaintiffs’ counsel would obtain
the decertification of the Guard case as a class action and the dismissal of all
claims. American Home Products would pay an aggregate sum of 200 million
to be divided among the 431 individual clients who had fee contracts with
Mills, Cunningham, Gallion, and Lawrence. Those claims would be dismissed
with prejudice. The remaining members of the class who had joined the action,

approximately 143 individuals, were not included in the financial settlement.
Their claims would be dismissed without prejudice. The agreement was
reduced to writing and was signed by Gallion, Cunningham, Mills, and
Lawrence. 4 Respondent claims that he did not sign the agreement because, as
he contends, he did not represent any of the individual clients. In his view, he
had been employed by the attorneys and had no professional responsibility to
the individual clients.

American Home left it for the plaintiffs’ attorneys to determine how much
of the settlement fund to allocate to each of their clients. However, under the
terms of the agreement, plaintiffs’ counsel had to provide American Home with
a schedule listing each of the settling clients and how much of the settlement
money would be allocated to each client. A signed release from each client was
also required. The agreement also provided that the settlement would not take
effect unless plaintiffs’ counsel obtained a specific number of signed client
releases before a specified deadline. Two preconditions of the agreement
required approval of the Boone Circuit Court. First, the class action could be
decertified only by court order. Second, the claims of the individual Guard
clients could not be dismissed with prejudice without court approval.
The settlement agreement also incorporated a “side letter” which outlined
an agreement by which the plaintiffs’ attorneys agreed to indemnify American
Home up to a total of 7.5 million for any new fen-phen claims that might arise
4 Mills, who did not attend the mediation conference, and by his own admission
was drunk during much of the relevant time period, was told by his co-counsel that
the case settled for S 150 million, not $200 million.

from individuals who were eligible to be members of the decertified class. In
other words, 7.5 million of the aggregate settlement would have to be reserved
to cover potential claims, at least until the applicable statute of limitations
brought the subject to repose. Thereafter, any part of the reserve remaining
would be subject to disposition by order of the court.

On May 9, 2001, Respondent, along with Gallion, Helmers, Cunningham,
and David Schaefer, an attorney for American Home Products, appeared before
the presiding judge, Joseph Bamberger, and tendered for his consideration the
“Order Decertifying the Class and Dismissing Action” as required by the
settlement. Judge Bamberger expressed concern about decertifying the class
and dismissing the individual claims, especially when he realized that the
settling clients and the members of the class had not been given notice of the
settlement or of the impending dismissal of their claims. Respondent carefully
explained to the judge that the settlement resolved only the claims of the client
group (the 431); the claims of the members of the decertified class were
dismissed without prejudice and they would have other avenues for redress, if
they wanted to pursue them. Despite his misgivings, Judge Bamberger signed
the “Order Decertifying the Class and Dismissing Action” which was entered
into the record on May 16, 2001.

Respondent argues that the entry of that order terminated his
responsibility in the case. He had negotiated the settlement pursuant to his
agreement with Gallion, Cunningham, and Mills, and he had secured the entry
of an order putting the settlement into effect.
None of the clients were informed of the decertification of the class action
or the dismissal of their claims. At that point, none of the clients had even
agreed to a settlement of the claim against American Home Products. Gallion,
Cunningham, Mills, and Helmers then began the process of collecting the
necessary releases before the deadline. They promptly set up a meeting with
each client. At each meeting, the client was falsely informed that American
Home had offered a specific amount for his or her claim, which the attorneys
then encouraged the client to accept. Upon the acceptance of an “offer” and
the signing of a release, each client was informed that the amount of his
settlement must be kept secret and severe sanctions would follow any breach
of that confidentiality. In each case, the amount of the “offer” was
substantially less than the amount listed on the schedule provided to American
Home. The clients were not informed that American Home had agreed to an
aggregate settlement of 200 million. The clients were shown none of the
actual settlement documents, and they were not informed that the “offer” was
coming from their own attorneys, not American Home.
While we do not agree with Respondent’s position that his responsibility
to the clients ended with the entry of the settlement order, we note at this point
that he did not participate in the process of contacting clients to secure the
releases. He did not meet directly with any of the clients to effectuate the
settlement and it is not shown that he had specific knowledge of the deception
practiced upon each client to secure the signed release.

When the releases, sufficient in number to trigger the release of
settlement money, were obtained, Respondent advised Helmers on the most
effective way to get the releases to American Home and secure its payment of
the first installment of settlement money. 5 Upon receipt of the releases,
American Home made an initial payment of 150 million to a client trust
account in Cunningham’s name. Shortly thereafter, on June 19, 2001,
Respondent received a check from that trust account in the amount of
$12,372,534.37. He received additional checks on July 5, 2001 and August
14, 2001, which corresponded with the dates on which American Home paid
additional installments on the $200 million settlement. On November 5, 2001,
American Home paid the final installment on the settlement, bringing the total
amount paid to 200,450,000.00. Respondent had been paid 16,497,121.87,
and he would soon receive more. The payout to the clients totaled only S46

In early 2002, questions about the Guard case settlement began to
surface. The fee distribution had attracted the attention of Michael Baker, a
law partner of Gallion, and of David Stuart, a law partner of Mills. Neither
Baker nor Stuart had been actively involved in the fen-phen case, but each one
became suspicious about the way the law firm income generated by that case
was being handled in his respective law firm. Each of them alerted the
Kentucky Bar Association of the potential misconduct in the handling the
5 American Home would pay out the settlement money, as releases were
obtained, in a series of five installments between June 2002 and November 2002.

settlement proceeds, and each filed suit against his respective partner for an
accounting of law firm funds.

On January 30, 2002, the Office of Bar Counsel served notice that it was
requesting subpoenas for Gallion, Mills, Cunningham, and Bank One relating
to the matter. At the same time, Stuart’s lawsuit led to Mills’ discovery that the
settlement amount was not the 150 million as he had been told, but was
instead 200 million. On February 6, 2002, Mills angrily confronted Gallion
about the deception and demanded that more money be distributed to the
clients. That evening, or shortly thereafter, Gallion, Cunningham, Respondent,
and Mark Modlin, a professional “jury consultant” and friend of the judge,
arranged for an off-the-record meeting with Judge Bamberger.

At the meeting with Judge Bamberger, Respondent used his expertise in
major class action lawsuits and mass tort settlements to persuade Judge
Bamberger that a charitable organization should be established, using the cy
pres doctrine, to administer the residual funds that might remain after all
known claims against the settlement money were paid. 6 Respondent also
persuaded the judge that he should award attorney’s fees in the decertified and
dismissed class action equal to 49% of the gross settlement, using the
“Grinnell” factors 7 for awarding attorneys’ fees in a successful class action. No
consideration was given to the fact that each of the settling clients had a
6 This was the genesis of The Kentucky Fund for Healthy Living, a “charitable
organization” used to harbor millions of dollars of the settlement money that was not
distributed to the clients.

7 City of Detroit v. Grinnell Corp., 495 F.2d 448, 475 (2d Cir. 1974), abrogated by
Goldberger v. Integrated Resources, Inc., 209 F.3d 43 (2d Cir. 2000).
contingency fee agreement setting the allowable fee at 30%, 33%, or 33 1/3% of
the amounts recovered.

Judge Bamberger approved the 49% attorney fee and authorized the use
of a charitable trust for any excess funds. He also agreed to counsel’s
suggestion that 50% of the then-remaining undistributed settlement money be
paid to the clients on a pro rata basis, and that 50% be retained by the
attorneys for “indemnification or contingent liabilities.” The judge was not
informed what dollar amounts were represented by those percentages. The
written order agreed upon at that meeting was signed a few days later, but it
was not entered in the case record until June 6, 2002, at which time Judge
Bamberger also ordered that the record of the case be sealed. It is worth
noting that the written order does not reveal the attorney fee percentage
allowed by the judge, nor does it disclose any absolute dollar amounts. By its
omission of the specific attorney fee percentages, and the absolute dollar
amounts, the written order preserves the secret of the fees claimed by the
attorneys. Judge Bamberger restricted the clerk’s certificate of service on that
order to only Mills, Gallion, Cunningham, Helmers, and Respondent. From
that point forward, all subsequent orders were sent to only those individuals.
Respondent received the order following its June 6, 2002 entry, and other
orders that followed, but denies that he read any of them.
Judge Bamberger’s February order in effect approved retroactively, or
ratified, the disbursement of millions of dollars in attorneys’ fees that had
already been taken by the attorneys. There is no doubt that the purpose of the

February meeting with the judge, when several investigations were beginning to
gather steam, was to cover the fee distribution with a thin veil of legitimacy,
and to create a legitimate-looking repository in the forM of a charitable trust in
which to place the undistributed money.

On February 11, 2002, the Inquiry Commission of the Kentucky Bar
Association issued the requested subpoenas for bank records and other
documents relating to the disbursement of the Guard case settlement money.
That same afternoon, five wire transfers totaling some 59 million were made
by Gallion and Cunningham from several personal accounts to an out-of-state
bank account owned jointly by Gallion, Cunningham, and Mills.

After the successful meeting with Judge Bamberger on or about February
6, Respondent and Gallion contacted Helmers 8 to enlist his help in making the
second round of disbursements to the clients that had been approved by the
judge. Respondent’s office provided Helmers with a document to present to
each client for his or her signature. In the spring of 2002, with the documents
signed, the Guard clients received a second distribution of settlement money.
The attorneys also received an additional distribution. On April 1, 2002,
Respondent received a check for $4 million, drawn on the same out-of-state
bank account of Gallion, Cunningham, and Mills, to which the remaining
settlement money had been moved. Respondent testified that he had no
expectation of receiving an additional $4 million fee. He testified that he did
8 In the fall of 2001, Helmers was paid $3 million for his work in the case. He
left Gallion’s firm to start his own law firm.

not know why the check was issued or how the amount was calculated. He
made no inquiry to determine the source of the payment or the reason for the
payment, or the manner in which the payment was calculated. His firm simply
deposited the check, and asked no questions.

That final distribution of attorneys’ fees brought Respondent’s total to
more than 20 million, which he argues is a reasonable fee for a case of such
magnitude. The total attorney’s fee payable, based upon the contingent fee
contracts in effect, using for illustrative purposes the contingent fee of 33
1/3%, or one-third, 9 and the 200,450,000.00 settlement, was
66,816,667.00. Respondents 21% share of that fee would equal

Stuart, in his continuing effort to discover the extent of Mills’ wrongful
diversion of law firm funds, sought and obtained a commission from the
Fayette Circuit Court authorizing the out-of-state deposition of Respondent, an
Ohio resident. Before the deposition was taken, however, Stuart and Mills were
ordered to attempt to settle their dispute by mediation. Respondent sent word
through a Mills-employee attending the mediation conference that, if the
settlement talks stalled, he would be willing to contribute money to get the case
resolved. Initially, the mediation was unsuccessful because Stuart would not
accept the highest amount Mills would offer. Respondent, who was not a party
to the Stuart-Mills lawsuit, then agreed to sweeten the settlement pot by the
9 We decline to calculate the effective cumulative percentage derived from slight
variations in rates charged by the three attorneys: Mills at 30%, Cunningham at 33%,
and Gallion 33 1/3%.
sum of 500,000.00 to get the case settled and avoid his pending deposition.
With that inducement, Stuart settled. Later, Gallion and Cunningham
reimbursed Respondent $250,000.00, as their contribution to the Stuart-Mills

As the Inquiry Commission’s investigation proceeded, Mills hired
attorney William E. Johnson to represent him. Gallion and Cunningham hired
Whitney Wallingford for the same purpose. Respondent, who at the time was
not subject to a Kentucky bar disciplinary inquiry, attended a meeting with
Mills, Gallion, and Cunningham, and their respective attorneys. At the
meeting, Respondent urged all of the attorneys then subject to the KBA
investigation to agree upon representation by the same counsel. As a result,
Wallingford agreed to withdraw as counsel for Gallion and Cunningham.
Before he did so, he submitted a set of doCuments in response to the Inquiry
Commission subpoenas. The response included a client payment spreadsheet
that grossly overstated the amounts of money that had been paid to the clients.
Before filing the response and the spreadsheet, Wallingford asked Respondent
to review the response and provide input. Respondent did so and voiced no
disapproval. Respondent claims he had no way to know that the spreadsheet
was inaccurate.

Respondent helped Judge Bamberger prepare for his 2005 appearance
before the Kentucky Judicial Conduct Commission that was examining the
judge’s misconduct in the Guard case, including his involvement in the
creations of the Kentucky Fund for Healthy Living, and his salary for serving as
a member of its governing board. Respondent also appeared at the Judicial
Conduct Commission meeting and spoke in support of the judge.
In 2005, problems for the Guard counsel developed on yet another front
when several of the Guard case clients filed suit against Respondent, Gallion,
Cunningham, Mills, and the Kentucky Fund for Healthy Living alleging
misconduct and misappropriation of the settlement funds. The case, styled
Abbott, et. al. v. Chesley, et. al., (the “Abbott case”), is currently pending review
before this Court. Respondent initially admitted to being part of the Guard
case class counsel in initial pleadings, but in subsequent pleadings denied he
acted in that capacity.

In preparing a defense for the Abbott case, Respondent hired Kenneth
Feinberg, a nationally-recognized specialist in handling large aggregate case
and class action settlements. At Respondent’s behest, and based largely upon
information provided by Gallion, Feinberg prepared an affidavit supporting the
actions of the Guard case counsel in the disbursement of the Guard case
money. In this disciplinary proceeding, however, and after learning more of the
details, Feinberg disavowed the opinion he expressed in the affidavit and
withdrew his approval.

After the formal KBA investigation of Respondent began in 2006,
Respondent asked Jack Vardaman, the attorney for American Home Products
who had negotiated the Guard case settlement with Respondent, to write a
letter based upon Respondent’s notes stating that the Guard case had been
“settled as a class action” and that “decertification was not relevant to the
collateral issues of attorneys’ fees or administration of the settlement proceeds
and process.” Vardaman refused to do so because the statements suggested in
Respondent’s notes were false.

On December 4, 2006, the Inquiry Commission issued its Complaint of
Misconduct against Respondent alleging violations of SCR 3.130-1.5(a); SCR
3.130-1.5(c); SCR 3.130-1.5(e); SCR 3.130-1.7; SCR 3.130-1.8(g); SCR 3.130-
3.3(a); SCR 3.130-8.1(a); SCR 3.130-8.3(c). On May 26, 2009, a charge
alleging a violation of SCR 3.130-5.1(c)(1) was added. After an extensive
hearing including the testimony of some forty-three witnesses and the review of
dozens of exhibits, the Trial Commissioner, Judge William Graham, issued a
report finding that Respondent had violated SCR 3.130-1.5(a); SCR 3.130-
1.5(c); SCR 3.130-1.5(e); SCR 3.130-1.7; SCR 3.130-1.8(g); SCR 3.130-3.3(a);
SCR 3.130-8.1(a); SCR 3.130-8.3(c); and SCR 3.130-5.1(c)(1).

In light of the number and severity of the violations, the Trial
Commissioner recommended Respondent be permanently disbarred from the
practice of law in Kentucky. In addition, the Trial Commissioner recommended
that Respondent pay 7,555,000.00 in restitution to the Guard case clients.

The Trial Commissioner calculated that amount based on the attorney fees
Respondent actually received minus the amount he was contractually allowed
to receive.

The matter was presented to Board of Governors at a hearing, with oral
arguments, on June 14, 2011. By a vote of eighteen to zero the Board adopted
the Trial Commissioner’s report and his recommendations. Respondent filed a
notice of review with this Court.

A. SCR 3.130-1.5(a)
SCR 3.130-1.5(a) states in pertinent part:
[allawyer's fee shall be reasonable. Some factors to be considered in
determining the reasonableness of a fee include the following: (1) The
time and labor required, the novelty and difficulty of the questions
involved, and the skill requisite to perform the legal service properly; (2)
The likelihood that the acceptance of the particular employment will
preclude other employment by the lawyer; (3) The fee customarily
charged in the locality for similar legal services; (4) The amount involved
and the results obtained; (5) The time limitations imposed by the
circumstances; (6) The nature and length of the professional relationship
with the client; (7) The experience, reputation and ability of the lawyer or
lawyers performing the services; (8) Whether the fee is fixed or

The Respondent violated SCR 3.130-1.5(a) because the fee he accepted,
over $20 million, was unreasonable under the circumstances of this case, and
the factors cited in the rule above. Respondent argues that his fee was
reasonable because his personal take from the case was merely 10% of the
total amount recovered. He presents with his argument examples of other
class actions where greater percentages were approved. He cites, among
others, the expert opinion given by Professor Geoffrey C. Hazard:
When you are talking about this kind of money involved in the settlement
lawyer fees in the order of 18, up to 24, 25 percent are within what
courts have approved in class actions.

Professor Hazard is referring to the total attorney's fee to be allocated for
the case. Here, Respondent's request to Judge Bamberger for a total fee of 49%
well exceeds the nom-jai limit suggested by Professor Hazard. Respondent
argues that the reasonableness of his personal fee must be judged
independently of the total amount taken by all of the attorneys, lest we convict
him of guilt by association. However, we disagree. The lawyers agreed among
themselves to share the work, and to share the fee. Respondent cannot
disavow the excessiveness of the 49% fee 99,220,500.00) that he requested
simply because he did not personally receive all of it.
We also conclude that, given the factors cited in the rule, Respondent's
20,497,121.87 share of the fee was unreasonable, especially in light of his
professed ignorance and lack of responsibility for any aspect of the litigation
except showing up at the mediation and going through the motions of
announcing the agreement. The factors listed in the rule above do not weigh in
Respondent's favor. He has shown nothing to demonstrate that he expended a
great deal of time and labor on the case. The issues of liability were not
particularly difficult or novel, and even if they were, Respondent did not do the
heavy-lifting on that aspect of the case. Gallion and Helmers did most of that.
We do not see that Respondent forfeited other profitable employment because
of his involvement in the Guard case. In our view, 20 million does indeed
exceed "the fee customarily charged in the locality for similar legal services."
The only "time limitation" was to complete his , negotiation before the trial a few
months away. His "professional relationship" with the clients was by his own
admission extremely limited. The only factors that weigh favorably toward a
large fee are "skill requisite to perform the legal service properly" and the
"experience, reputation and ability of the lawyer."

The more critical factor here, however, is the existence of the contingent
fee agreement, the eighth factor listed in SCR 3.130-1.5(a). Respondent argues
that his right to a reasonable fee for settling the case was not subject to the
contingency fee contracts of his co-counsel because he was not party to those
contracts and because the case was settled as a class action. He reminds us
that attorney fees payable for the successful prosecution of a class action
lawsuit are determined by the trial court, and that his fee was consistent with
what was allowed by the trial court in this case. Aside from the fact that the
trial judge was disbarred for his collusion with the plaintiffs' attorneys, we
reject Respondent's argument that the contingent fee contracts were
immaterial to the determination of whether his fee was reasonable.
Respondent cannot claim that the reasonableness of his fee should be
based upon class action standards when he himself negotiated the agreement
that required the decertification of the class action and the dismissal without
any compensation of all pending claims; except those with fee contracts. The
fact is that Respondent did not obtain the settlement of a class action; he
secured the dismissal of the class action and the settlement of the some 431
individual claims that were subject to contingent fee contracts.
When Respondent sought the judge's approval for an attorney's fee, the
class action was long-since dismissed. All of the members of the plaintiff class,

except the 431 that had contingent fee contracts with Respondent's co-counsel,
were cut loose and left to fend for themselves.

As for the 431 with contracts, none .of the claimants had notice that his
claim was settled and his case was dismissed. None of them had forfeited his
rights under the contingent fee agreement. Each client was entitled to the full
measure of compensation allocated to him, less the contingent fee he had
agreed to pay.

Respondent argues that he had no duty to the individual clients, because
he was hired by none of them and had no knowledge of their fee agreements
with Mills, Gallion, and Cunningham. We do not accept that ignorance is an
excuse, nor do we find it credible that Respondent was unaware of the fee
arrangement. When he entered into his agreement with the other attorneys,
Respondent signed on as co-counsel with Mills, Cunningham, and Gallion, and
he was one of the lawyers "representing the plaintiffs in the litigation pending
or anticipated against [American Home Products] . . . .”, as stated in the feedivision
agreement. The plaintiffs in the case were his clients, and he assumed
the same ethical responsibilities that he would have with any other clients. He
had the duty to know his fee responsibilities to them. He had in the fall of
2000 successfully settled some of the individual cases and taken a fee based
upon the contingency fee agreement.

By his own testimony, he received the first installments of S 16 million in
fees without any idea of the authority under which those payments had been
made. If he was ignorant of the means by which his fee was being paid, he had
a duty to the clients to find out. His later effort to obtain the court’s retroactive
approval of his fees demonstrates his knowledge that the earlier payments were
improperly disbursed to him. The fee for Respondent’s work on behalf of the
Guard clients was governed by fee contracts, and the attorneys’ agreement. At
most he was entitled to 21% of one-third lo of the 200,450,000.00 recovered,
or $14,031,500.00.

An attorney’s fee in a contingency fee case that so grossly exceeds the fee
provided for in the fee agreement is unreasonable per se. Respondent’s fee was
subject to the limitations of the contingent fee agreements so we conclude that
he violated SCR 3.130-1.5(a). Moreover, even without the fee contracts with
the clients, as shown above, the 49% fee was unreasonable and Respondent’s
S20 million share of it taken without notice to the client was unreasonable, and
constitutes a violation of SCR 3.130-1.5(a).

B. SCR 3.130-1.5(c).
SCR 3.130-1.5(c) states in pertinent part:
[a] fee may be contingent on the outcome of the matter for which the
service is rendered, except in a matter in which a contingent fee is
prohibited by paragraph (d) or other law. Such a fee must meet the
requirements of Rule 1.5(a). A contingent fee agreement shall be in
writing and should state the method by which the fee is to be
determined, including the percentage or percentages that shall accrue to
the lawyer in the event of settlement, trial or appeal, litigation and other
expenses to be deducted from the recovery, and whether such expenses
are to be deducted before or after the contingent fee is calculated. Upon
recovery of any amount in a contingent fee matter, the lawyer shall
provide the client with a written statement stating the outcome of the
matter and showing the remittance to the client and the method of its
10 See footnote 9.
It was established in the preceding section the contingent fee agreements
governed the fees properly payable to the Guard case attorneys. It necessarily
follows from that ruling that SCR 3.130-1.5(c) is applicable. The 200 million
settlement fund was justified by the cumulative total of individual settlements
prepared by the Guard counsel and submitted to American Home Products.
The cumulative fee of 49% taken collectively by the attorneys obviously
exceeded the amount payable under the contingent fee contracts.
The evidence established that none of the clients were provided with an
honest “written statement stating the outcome of the matter and showing the
remittance to the client and the method of its determination.” Instead, the
clients were given a falsified statement showing, not the true amount
submitted to American Home for the settlement of that individual claim, but a
reduced amount, purportedly reduced by the contingent fee stated in the

Respondent argues that he had absolutely no responsibility to the
individual case clients because he was only hired by the Guard counsel to
negotiate the settlement. He contends he had no contractual obligation to the
members of the class and that he reasonably relied upon his co-counsel to
comply with this Rule.

However, Respondent was a signatory to a fee splitting agreement, which
stated that all clients were to receive notice of the fee splitting agreement and
that all of the attorneys are to be “identified as co-counsel in the class action

styled Guard v. American Home Products in Boone Circuit Court in Kentucky.”
The plain language of the agreement rebuts Respondent’s argument that he
assumed no responsibility to inform the clients he had undertaken to
represent We note that he does not rely upon express representation of his cocounsel
that they had undertaken to comply with SCR 3.130-1.5(c). Each
attorney had an independent duty to see that the clients received the required
notice. It is not enough to assume without inquiring that someone else did it.
Moreover, had Respondent chosen to exercise his responsibility and determine
if the clients were being properly notified, he may have been able to prevent the
violations that were later uncovered by Mills’ and Gallion’s law partners. We
agree with the Trial Commissioner and Board of Governors that Respondent
violated SCR 3.130-1.5(c).

C. SCR 3.130-1.5(e)
SCR 3.130-1.5(e) provides in pertinent part:
[a] division of a fee between lawyers who are not in the same firm may be
made only if: (1)(a) the division is in proportion to the services performed
by each lawyer or, (b) By written agreement with the client, each lawyer
assumes joint responsibility for the representation; and (2) The client is
advised of and does not object to the participation of all lawyers involved;
and (3) The total fee is reasonable.
SCR 3.1301.5(e)(2) clearly states that the clients must be advised of the
fee splitting agreement and given the opportunity to object to the participation
of any attorney. Respondent and the other lawyers joining the fee splitting
agreement failed to comply. No client was given notice of the agreement, and
no client was informed of Respondent’s participation as co-counsel and none
were given an opportunity to object. That failure casts doubt upon the validity
of the agreement from its inception. Respondent’s failure to comply includes
the facts that he failed to ascertain whether any of his co-counsel had provided
the required notice to clients.
Accordingly, we conclude that Respondent violated SCR 3.130-1.5(e).
D. SCR 3.130-1.8(g)
SCR 3.130-1.8(g) provides in pertinent part:
[a] lawyer who represents two or more clients shall not participate in
making an aggregate settlement of the claims of or against the clients .. .
unless each client consents after consultation, including disclosure of
the existence and nature of all the claims . . . and of the participation of
each person in the settlement.
The evidence established that none of the clients included in the Guard
case settlement were consulted about the aggregate settlement reached with
American Home before, during, or after the mediation, and none were notified
or consulted before the cases were dismissed by the Boone Circuit Court. No
notice of the decertification of the class action and the dismissal of the lawsuit
was given to the class and its potential members. Even though Respondent did
not sign the final settlement document with American Home, and thus was not
expressly identified as a “settling attorney,” he was co-counsel for the plaintiffs
and shared the responsibility of assuring that the rule was followed.
We agree that Respondent is guilty of violating SCR 3.130-1.8(g).
Respondent’s argument that he was hired solely to procure a negotiated
settlement of the case, and that his responsibility extended no further is simply
unavailing. The lawyers were free to divide among themselves the work
required to successfully prosecute the claims of their clients, but they may not
delegate their ethical responsibilities to another.
When Respondent signed on as co-counsel, he undertook the ethical
responsibilities attendant thereto. He was not, as he suggests, brought into the
case for the purpose of negotiating a settlement, although because that is his
forte, he may have taken on that role. We have not forgotten that he was the
lawyer for the plaintiffs in a separate case, and that upon his request over the
objection of the original Guard attorneys, his case was consolidated with the
Guard case. We do not accept his assertion that he did not represent the
Guard case clients. He had the same responsibility to the clients as his cocounsel
to comply with SCR 3.130-1.8(g). The failure of compliance with the
rule was his failure, as well as theirs.
Thus, we agree that Respondent violated SCR 3.130-1.8(g).
E. SCR 3.130-3.3(a)
SCR 3.130-3.3(a) provides in pertinent part:
{al lawyer shall not knowingly: (1) make a false statement of material fact
or law to a tribunal; (2) Fail to disclose a material fact to the tribunal
when disclosure is necessary to avoid a fraud being perpetrated upon the
tribunal . . .
The charge for Respondent’s violation of this rule is based upon his
appearances before Judge Bamberger in the Boone Circuit Court.
First, when Respondent argued to the court that the Grinnell factors
should be used to justify an attorneys’ fee of 49%, Respondent never disclosed
the existence of the contingent fee contracts that limited the total attorney fees
to only 33 1/3%, or less (30%). The Trial Commissioner found that
Respondent was aware of the contractual fee agreements with the Guard class
of the total settlement and thus purposefully withheld that important
We understand Respondent’s legal position that such contracts are not
controlling when a case is settled as a class action. But we find it difficult to
believe that Respondent was unaware that the clients he was representing had
contingent fee contracts. When he first undertook the effort to negotiate a
“global” settlement, he successfully resolved a few of the cases individually and
took the contingent fee payable in them. He may have believed when the class
action was decertified that the fee agreements were not controlling, but he
could not have believed they did not exist.
As we said above in connection with the reasonableness of the attorney’s
fee, when Respondent began receiving large fee payments without an
accounting to explain them, he had a duty to the clients to determine how the
fee was being calculated. Had he exercised that duty to the client, he would
have learned of the fee agreements. His argument to the judge for an
attorney’s fee of 49%, without referencing the contingent fee contracts,
deprived the court of information material to the issue before the court. That
constitutes a violation of the rule.
Second, the Trial Commissioner found that Respondent deceived Judge
Bamberger about the use of the cy pres doctrine to create the Kentucky Fund
for Healthy Living. The Trial Commissioner found that Respondent knew the
cy pres doctrine could not be applied to the aggregate settlement reached in the
Guard action. Upon review of the matter, however, we conclude that
Respondent’s advocacy on that point falls into the realm of opinion, and it is far
from certain that the cy pres doctrine had no place here, especially with the
7.5 million indemnity provision required by the contract.
Finally, the Trial Commissioner found Respondent violated Rule 3.3(a) by
“misleading” Judge Bamberger with the argument that decertifying the class
and dismissing the case without notifying the Guard class members was
appropriate. The substantive question in this proceeding is not whether such
notice was, or was not, necessary; and we decline to resolve that issue. The
question is whether the attorney breached an ethical obligation by advocating a
position. In his report, the Trial Commissioner acknowledged some legal
disagreement on whether notice is required before decertification. We have not
established this rule to punish lawyers for advocating unsound or
unconventional legal positions. Its purpose is to deter dishonesty before the
courts. We may doubt Respondent’s motives for securing the order that
allowed for the creation of the charitable trust, but we do not find from the
evidence before us that his argument to the court, in that respect, was
dishonest or misleading.
We find Respondent guilty of violating SRC 3.130-3.3(a) for the reason
set forth above.
F. SCR 3.130-8.1(a)
SCR 3.130-8.1(a) provides in pertinent part:
. . . a lawyer . . . in connection with a disciplinary matter, shall not:
knowingly make a false statement of material fact.
The Trial Commissioner found that Respondent violated this rule by
providing incomplete, misleading, and false answers to the interrogatories
made by the Inquiry Commission. In particular, the Trial Commissioner found
Respondent guilty because he denied having communicated with Judge
Bamberger regarding the establishment of the charitable or non-profit entity to
disburse residual funds from the Guard case. We agree.
The Trial Commissioner also found that Respondent provided false
information to the Inquiry Commission by denying knowledge about the second
distribution to the Guard clients prior to his receipt of additional attorney fees,
and by denying he met with his co-counsel and Judge Bamberger to discuss
the distribution. From our review of the evidence, we conclude that
Respondent was not truthful in that regard.
Respondent is therefore guilty of violating SCR 3.130-8.1(a).
G. SCR 3.130-8.3(c), now codified as SCR 3.130-8.4(c)
SCR 3.130-8.4(c) 11 states that a lawyer may not “[e}ngage in conduct
involving dishonesty, fraud, deceit, or misrepresentation.” The Trial
Commissioner found Respondent guilty of violating this rule because
Respondent “must have been fully aware of the fraud perpetrated by his
accepting fees far in excess of what he was entitled to under his contractual
agreement,” that Respondent knew that the Guard class members did not
11 Formerly SCR 3.130-8.3(c).
receive an accurate accounting of the settlement proceeds, and that because of
this knowledge Respondent “acted with dishonesty, deceit, and
misrepresentation in assisting his co-counsel in their efforts to conceal what
had transpired.”
Respondent complains that this charge lacks specificity. Based upon our
review of the record, we agree with the Trial Commissioner’s assessment. The
vast amount of evidence compiled and presented in this matter demonstrates
convincingly that Respondent knowingly participated in a scheme to skim
millions of dollars in excess attorney’s fees from unknowing clients. He may
have kept himself at arm’s length from Mills, Cunningham, and Gallion; and,
he may not have known the details of the direct deception that, with Helmers’
assistance, they perpetrated upon the clients. But no reasonable person
familiar with the evidence could doubt that he received and retained fees that
he knew were improperly taken at the client’s expense. No reasonable person
familiar with the evidence could doubt that he purposefully attempted to avoid
conversation and correspondence that would expose his knowledge of the
nefarious schemes of his co-counsel. We conclude that Respondent violated
SCR 3.130-8.4(c), formerly codified as SCR 3.130-8.3(c).
H. SCR 3.130-5.1(c)(1)
SCR 3.130-5.1(c)(1) states in pertinent part:
[a} lawyer shall be responsible for another lawyer’s violation of the Rules
of Professional Conduct only if: The lawyer orders or, with knowledge of
specific conduct, ratifies the conduct involved . . . .
The Trial Commissioner found Respondent violated this rule by “orchestrating”
the attempt to cover up the unethical conduct of Cunningham, Gallion, and
Mills. To ratify another attorney’s conduct a person must have actual
knowledge of the conduct. However, SCR 3.130-1.0(f) states: “A person’s
knowledge may be inferred from circumstances.” In our review of Respondent’s
conduct, we have looked not only at direct evidence of his knowledge of his
peers’ unethical conduct, but also for circumstances that indicate he had such
We find several such circumstances, which when taken together,
convincingly establish that Respondent was aware of the misconduct of Mills,
Cunningham, and Gallion, and that he actively aided in its concealment to
prevent or delay discovery of the excessive funds he had enjoyed.
Those circumstances include the following:
a. He provided 250,000.00 of his own money to assure that David Stuart’s
suit against Mills would be settled, so that Respondent would not be deposed
in that action and Stuart’s effort to unravel the truth about the Guard case fees
would be halted. Respondent was not a party to the dispute between Stuart
and Mills. The evidence did not indicate he had a special relationship with
either Mills or Stuart that would explain his strong concern about their
disagreement, yet he met with Mills to encourage him to settle the lawsuit with
Stuart. He actively resisted the effort to depose him. He kept himself apprised
through one of Mills’ employees of the attempt to mediate a settlement;
b. He reviewed the deceptive documents that Gallion had given to Wallingford
to submit to the KBA investigators. One of those documents was the phony list
of Guard case clients that documents the greatly exaggerated amount of money
each one received from the settlement;
c. Although he claimed his responsibility in the case was over, he attended at
least two meetings before Judge Bamberger to obtain retroactive approval of
attorneys’ fees and to create the charitable trust that would hide a large part of
the purloined cash; and,
d. After Mills’s angry demands to distribute more of the lawsuit proceeds, he
recruited Helmers to meet with clients for the second round of payments, and
provided him with documents for the clients to sign.
While none of these facts alone is conclusive, all’of them together
complete the picture of Respondent’s effort .to conceal or hinder the disclosure
of the misdeeds of Cunningham, Mills, Gallion, and Helmers, and thereby
protect the improper payments he had accepted. We conclude that Respondent
violated SCR 3.130-5.1(c)(1).
I. SCR 3.130-1.7
Respondent was initially charged by the Inquiry Commission with
violating SCR 3.130-1.7 which in pertinent part provides that “a lawyer shall
not represent a client if the representation of that client will be directly adverse
to another client.” The Trial Commissioner could not find a clear violation of
SCR 3.130-1.7 and found Respondent not guilty of violating this rule. The
Board of Governors reached the same conclusion. We regard the matter of this
charge as resolved in Respondent’s favor and no further action is required.
J. Summary
In summary, based on the evidence and arguments presented to this
Court, we find Respondent guilty of violating SCR 3.130-1.5(a); SCR 3.130-
1.5(c); SCR 3.130-1.5(e); SCR 3.130-1.8(g); SCR 3.130-3.3(a); CR 3.130-8.1(a),
SCR 3.130-8.3(c), and SCR 3.130-5.1(c)(1). We find Respondent not guilty of
violating SCR 3.130-1.7. We now turn to what the appropriate punishment
should be for Respondent’s numerous ethical violations.
Based on Respondent’s ethical violations, the Trial Commissioner and
Board of Governors recommended to this Court that he be permanently
disbarred from the practice of law in the Commonwealth and pay restitution in
the amount of 7,500,000.00. For the reasons discussed below, we agree with
the recommendation to permanently disbar Respondent, but do not order him
to pay restitution.
A. Disbarment
SCR 3.380 provides the following:
Upon finding of a violation of these rules, discipline may be administered
by way of a private reprimand, suspension from practice for a definite
time with or without conditions as the Court may impose, or permanent
Citing to the American Bar Association, Standards for Imposing Lawyer
Sanctions, Rule 9.2, the Trial Commissioner found that permanent disbarment
was the appropriate sanction for Respondent. See Anderson v. KBA, 262
S.W.3d 636 (Ky. 2008) (citing to the ABA Standards for Imposing Lawyer
Sanctions). ABA Standard 9.2 states:
9.2 Aggravation
9.21 Definition. Aggravation or aggravating circumstances are any
considerations, or factors that may justify an increase in the
degree of discipline to be imposed.
9.22 Factors which may be considered in aggravation.
Aggravating factors include:
(a) prior disciplinary offenses;
(b) dishonest or selfish motive;
(c) a pattern of misconduct;
(d) multiple offenses;
(e) bad faith obstruction of the disciplinary proceeding by
intentionally failing to comply with rules or orders of the
disciplinary agency;
(f) submission of-false evidence, false statements, or other
deceptive practices during the disciplinary process;
(g) refusal to acknowledge wrongful nature of conduct;
(h) vulnerability of victim;
(i) substantial experience in the practice of law;
(j) indifference to making restitution.
Based on the record and all of the violations Respondent committed, we
find that all of the factors apply except for (a), (e), and (f). We also find that
prior case law supports the sanction of a permanent disbarment in this case.
See KBA v. Matthews, 131 S.W.3d 744 (Ky. 2004) (disbarring attorney for
committing bank fraud which reflected on his honesty, trustworthiness, and
fitness to practice law); Poole v. KBA, 128 S.W.3d 833 (Ky. 2004) (disbarring
attorney for committing twenty-eight ethical violations, including the
misappropriation of client funds); KBA v. Johnson, 660 S.W.2d 671 (Ky. 1983)
(disbarment appropriate sanction for the misappropriation of client funds,
lending money to a client, making false representations, and possessing a
forged instrument).
Respondent presents evidence that is supportive of mitigation. His most
persuasive mitigation evidence is that he has never previously been disciplined
by the KBA. He also presented several character witnesses who testified about
his prominence in the Cincinnati legal community and his service to various
charitable organizations. We are aware of Respondent’s reputation and we do
not doubt the veracity of the witnesses that attested to his character. While,
the good reputation he has enjoyed and his generosity serves to exacerbate the
tragedy of his fall, they cannot atone for the serious misconduct he has
committed in connection with this matter. Therefore, we find that permanently
disbarring Respondent is an appropriate penalty for his ethical violations.
B. Payment of Restitution
The Trial Commissioner and the Board of Governors requested that we
order Respondent to pay over $7 million in restitution to the Guard case
clients. We decline to do so. We agree with Respondent’s argument that our
Supreme Court Rules do not allow for us to order restitution when a
disciplinary action leads to a permanent disbarment. SCR 3.380 in pertinent
part states: “discipline may be administered by way of a private reprimand,
suspension from practice for a definite time with or without conditions as the
Court may impose, or permanent disbarment.” The plain language of the rule
indicates that while this Court may order an attorney disciplined by either a
temporary suspension from the practice of law, public reprimand, or. private
reprimand to comply with any conditions imposed by the Court, a permanent
disbarment stands alone — separated from the language allowing us to impose
conditions by the word “or.”
A disbarred attorney is no longer a member of the Kentucky Bar
Association and no longer subject to our direct supervision. Moreover, the
affected clients have brought a civil action to recover any appropriate damages
they sustained, and the determination of their remedy is more appropriately
addressed in that forum.

Thus it is ORDERED that:
1) Respondent, Stanley M. Chesley, KBA Number 11810, whose bar
roster address is Fourth and Vine Tower, Suite 1513, Cincinnati, Ohio 45202,
is adjudged guilty of violating SCR 3.130-1.5(a); SCR 3.130-1.5(c); SCR 3.130-
1.5(e); SCR 3.130-1.8(g); SCR 3.130-3.3(a); CR 3.130-8.1(a), SCR 3.130-8.3(c),
and SCR 3.130-5.1(c)(1) and is hereby permanently disbarred from the practice
of law in Kentucky. Respondent thusly, may never apply for reinstatement to
the Bar under the current rules;
2) Respondent in accordance with SCR 3.390, shall notify all Courts in
the Commonwealth of Kentucky or other tribunals in which he has matters
pending, and all clients, of his inability to represent them and of the necessity
and urgency of promptly retaining new counsel. The Respondent shall
simultaneously provide a copy of all such letters of notification to the Office of
Bar Counsel;
3) Respondent shall immediately cancel and cease any advertising
activities in accordance with SCR 3.390; and
4) In accordance with SCR 3.450, Respondent has paid all costs
associated with these disciplinary proceedings in the amount of
Minton, C.J., Abramson, Cunningham, Noble, Scott and Venters, JJ.,
sitting. All concur.
ENTERED: March 21, 2013.

Signed by Chief Justice

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